SFA on the Issues

Educating legislators and regulators on policy matters is essential to the structured finance industry.

As an organization whose members have incredibly diverse interests and varied perspectives, the Structured Finance Association engages in advocacy, policy and research regarding issues impacting the safe and sound functioning of the entire securitization and structured finance markets.

We see our role as that of a bridge, linking the policymaking and securitization communities to ensure that an informed, two-way dialogue allows for robust discussion and optimal policy outcomes.

May 11, 2022

On April 25, SFA recommended important changes to the SEC’s proposed amendments to the Investment Advisers Act in order to tailor the rule’s application to the unique aspects of the CLO market versus hedge funds and private equity funds.

June 11, 2021

SFA’s response to the Securities and Exchange Commission on the Request for Comment on Climate Change Disclosure details the work that SFA and the ESG Task Force have undertaken, draws distinctions between the securitization market and other markets, and suggests a path forward for climate disclosures.

October 4, 2021

Listen to our panelsit discuss what the bigges challenges to our economic recovery post pandemic are.

December 22, 2020

SFA’s response to the Fixed Income Market Structure Advisory Committee (FIMSAC) recommendation regarding ways to mitigate conflicts on interest in credit ratings focused on 1) enhanced issuer disclosure, 2) increased NRSRO disclosure, 3) bondholder ratification of issuer-selected NRSROs, and 4) our members’ general comments around potential conflicts of interest.

December 15, 2020

SFA jointly filed an amicus brief with the Chamber of Commerce, SIFMA, ISDA, BPI, and LSTA, in the case of McCarthy v. Intercontinental Exchange, Inc., in the Northern District of California. The case has significant implications for the LIBOR transition and global financial markets. The plaintiffs in McCarthy v. Intercontinental Exchange, Inc. are requesting to bring the publication of the U.S. LIBOR benchmark rate to an immediate halt, threatening to disrupt financial transactions all over the world and undermine years of planning for an orderly transition from LIBOR.

View More

COVID-19: Supporting Consumers & Businesses

Capital & Other Bank Regulations

Disclosure & Reporting

ESG Institute

Global Initiatives

Housing Finance

LIBOR Transition

Market Structure & Dynamics

Research Corner

Structured Finance in the Courts

Get Involved

Join a Committee or Task Force

Membership: Add your voice

Strength in numbers.

As an industry-owned trade association, we’re strongest when we work together. Make sure your professional voice is heard by joining us.

Email [email protected] for more information.

Join today