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disclosures and reporting (1)

Disclosure and Reporting

A strong disclosure regime and resulting transparency allows for greater investor understanding of and confidence in specific securities.

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Overview

Enhanced transparency has become a key focus for the securitization industry in order to improve investor confidence and expand the investor base. A consistent and standard securitization structuring and reporting framework is critically important within this effort.

Publications & Resources

SFA alongside Joint Trades Submit Comment Letter to the SEC on Rule 192

May 19, 2025
In March, 2025, SFA, alongside other financial trade associations, submitted a letter to the SEC, which relayed industry concerns with the SEC’s final rule aimed at prohibiting conflicts of interest in securitizations.
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SFA Comments on FDIC Proposed Revisions to Securitization Safe Harbor Rule

October 23, 2019
The Structured Finance Association (“SFA”) appreciates the opportunity to respond to the proposed revision (the “Proposal”) to the Securitization Safe Harbor Rule (the “Rule”) released by the Federal Deposit Insurance Corporation (the “FDIC”) on August 22, 2019.
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SFA Builds Consensus on Equipment, Auto Dealer Floorplan and Credit Card ABS Disclosure

June 23, 2015
On August 27, 2014, the Securities and Exchange Commission (the “Commission” or “SEC”) adopted final rules under Regulation AB that substantially revise the offering process, disclosure and reporting requirements for registered offerings of asset-backed securities (“ABS”).
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Reg AB II Student Loan ABS Disclosure: Our Comments

June 15, 2015
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News

Contact

dallin merrill

Dallin Merrill

Senior Director, MBS Policy