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disclosures and reporting (1)

Disclosure and Reporting

A strong disclosure regime and the resulting transparency gives investors a greater understanding of – and confidence in – investment in securities.

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Overview

Enhanced transparency improves investor confidence and expands the investor base. A consistent and standard securitization structuring and reporting framework is vital to this effort.

Publications & Resources

SFA alongside Joint Trades Submit Comment Letter to the SEC on Rule 192

May 19, 2025
In March 2025, SFA and other financial trade associations submitted a letter to the SEC that detailed industry concerns about the SEC’s final rule aimed at prohibiting conflicts of interest in securitizations.
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SFA Comments on FDIC Proposed Revisions to Securitization Safe Harbor Rule

October 23, 2019
The Structured Finance Association (“SFA”) appreciates the opportunity to respond to the proposed revision (the “Proposal”) to the Securitization Safe Harbor Rule (the “Rule”) released by the Federal Deposit Insurance Corporation (the “FDIC”) on August 22, 2019.
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SFA Builds Consensus on Equipment, Auto Dealer Floorplan and Credit Card ABS Disclosure

June 23, 2015
On August 27, 2014, the Securities and Exchange Commission (the “Commission” or “SEC”) adopted final rules under Regulation AB that substantially revise the offering process, disclosure, and reporting requirements for registered offerings of asset-backed securities (“ABS”).
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Reg AB II Student Loan ABS Disclosure: Our Comments

June 15, 2015
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News

Contact

dallin merrill

Dallin Merrill

Head of Policy