Skip to content

SFA Conflict of Interest Resource Hub

article by Structured Finance Association

The Securities and Exchange Commission (SEC) adopted Rule 192 on November 27, 2023, to prohibit conflicts of interest in certain securitization transactions. This rule applies to securitization participants involved in asset-backed securities (ABS) and aims to prevent conflicts of interest between these participants and investors. Our SFA Conflict of Interest Resource Hub aggregates key materials to keep you informed on this critical issue, along with insights from our members to provide diverse perspectives and valuable commentary.