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Antitrust Compliance Policy

Antitrust Compliance Policy It is SFA’s policy to conduct all of its business, meetings and other affairs in strict compliance with the applicable antitrust and trade regulation laws that were enacted and are enforced to...

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International Women’s Day 2023

Thank you to WiS Chair, Claudine Chen-Young and Vice-Chair, Cara Newman for their continuous contributions as leaders in the industry and for their steadfast commitment to the advancement of women in finance.  

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SFA Conflict of Interests Member Resources

Law Firm Resources Advisory & Consulting Firm ResourcesAdditional Resources Law Firm Resources Proposed Rule: Feeling conflicted: SEC Rule 192 and you - A&O Shearman | March 14, 2023 Final Rule: SEC Rule 192: Prohibition against...

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Consumers Defy Economists’ Optimism

By Michael Bright If you listen to economists, the financial condition of Americans is strong. The Federal Reserve board has paused in raising interest rates, they note, and price inflation has slowed. The dreaded recession...

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