Skip to content
SFA Conflict of Interest Resource Hub

SEC Prohibition Against Conflicts of Interest in Certain Securitizations Public Comment Letters

Explore the updated comment letters discussing the SEC’s Conflict of Interest Rule (§ 230.192), specifically addressing the Prohibition Against Conflicts of Interest in Certain Securitizations. These letters offer insights and feedback from various stakeholders on the proposed rule, highlighting perspectives on its potential impacts and effectiveness in safeguarding investor interests. Stay informed about ongoing discussions shaping regulatory measures in the securitization market.