SFA Conflict of Interest Resource Hub
SEC Proposed Conflicts of Interest Rule
On January 25, 2023, the SEC proposed Rule 192 to prohibit conflicts of interest in certain securitizations, aiming to prevent asset-backed securities from being structured in ways that favor securitization participants over investors.
Resource Links
Explore these valuable links to SEC’s proposed Conflicts of Interest Rule.
SEC Proposed Conflicts of Interest Rule (SEC Website)
Here you will find the SEC’s 192 Conflict of Interest proposed rule as it appear on their website.
SEC Proposed Conflicts of Interest Rule (§ 230.192)
Here you will find the official version of the SEC Proposed Conflicts of Interest Rule (§ 230.192), providing comprehensive details and regulatory guidelines intended to address specific issues and enhance compliance within the financial sector.
SEC Proposed Conflicts of Interest Rule: Federal Register Version
Here you will find the official Federal Register version of the SEC Proposed Conflicts of Interest Rule (§ 230.192), which outlines detailed regulatory measures and compliance requirements designed to address conflicts of interest and promote transparency in financial transactions.
SEC Proposed Conflicts of Interest Rule Press Release (January 25, 2023)
Here you will find the SEC Press Release from January 25, 2023, providing insights and updates on the proposed Conflicts of Interest Rule (§ 230.192), highlighting its significance, anticipated impacts, and the SEC’s rationale behind the regulatory initiative.
SEC Proposed Conflicts of Interest Rule Fact Sheet
Here you will find the Fact Sheet for the SEC Proposed Conflicts of Interest Rule (§ 230.192), offering a concise overview of key provisions, objectives, and anticipated impacts of the proposed regulatory measures.