SFA Commends SEC for Temporary 15c2-11 No-Action Relief for 144A Market
In November 2022, the SEC issued a revised No-Action Letter (New NAL) in relation to amended Rule 15c2-11 and its application to fixed income securities and the 144A market.
Resource Archives
WiS Community Impact Month 2022
WiS hosted volunteering events with Junior Achievement (JA), October, 14 - November 9, 2022 in various cities to educate JA participants on financial literacy.
SFA Submits Brief to Third Circuit Appellate in CFPB v. NCSLT Case
SFA recently submitted an amicus brief to the Third Circuit Appellate in the CFPB v NCSLT case, supporting trusts arguments that passive securitization trusts are not under CFPB Enforcement Authority.
SFA DEI Mentorship Program
The SFA DEI Mentorship Program is a yearlong program that connects rising stars in the industry with mentors on SFA’s Board of Directors and provides access to a variety of educational programming, networking opportunities, and career coaching.
SFA Asks FHFA to Consider Options to Replace 50-basis point UMBS Fee
The 50-basis point fee on commingled Supers risks disrupting the fungibility and liquidity of the UMBS. SFA suggests alternative means of implementing the FHFA’s Enterprise Regulatory Framework to avoid this disruption
SFA Responds to Fed LIBOR Proposal, Recommends a Few Imperative Clarifications
SFA submitted a letter to the Board of Governors of the Federal Reserve System (Fed) in response to the Fed’s proposed regulation to implement the Adjustable Interest Rate (LIBOR) Act.
Black History Month: Meet Ashlea
Ashlea Bonds has been spearheading Andrew Davidson & Co., Inc.’s event marketing efforts since 2011 and has recently contributed to establishing AD&Co’s Diversity, Equity, and Inclusion Committee.
Black History Month 2022: Meet Mike
Michael is a Managing Director in Global Securitized Products at JP Morgan. He is responsible for the Residential Structured Finance Group.
Black History Month 2022: Meet Greg
Greg Weston advises emerging managers and other sponsors of private equity, real estate, and debt funds regarding fund formation, regulatory, and transactional matters.