SFA Conflict of Interest Resource Hub
SEC Conflicts of Interest Rule: SFA Advocacy Documents
SFA Advocacy Documents on the SEC Conflicts of Interest Rule provide an in-depth analysis and industry perspective on the regulation. These documents highlight SFA’s efforts in shaping and responding to the rule to protect and promote the interests of structured finance market participants.
Resource Links
Explore these valuable links to SFA advocacy documents regarding the SEC’s final Conflicts of Interest Rule.
SEC Conflicts of Interest Rule Overview
SFA’s SEC Conflicts of Interest Rule Overview document offers a comprehensive summary of the regulation and its key provisions. It provides essential insights into the rule’s impact on the structured finance industry and SFA’s position and advocacy efforts.
SEC Conflicts of Interest Rule FAQs
The SFA’s SEC Conflicts of Interest Rule FAQs document answers common questions about the regulation, clarifying its requirements and implications. This resource provides structured finance professionals with quick and clear guidance on navigating the rule.
SFA Readout: Final SEC Conflicts of Interest in Securitizations Rule
The Securities and Exchange Commission incorporated many important changes suggested by industry participants into the final Conflicts of Interest Rule. The SFA and its members continue to analyze the rule and its implications for financial institutions and markets. Here, we offer some initial thoughts about how the SEC addressed some of the key issues raised in our comment letters.
SEC Re-Proposed Rule on Conflicts of Interest in Securitizations
Explore SFA’s detailed analysis of the SEC’s re-proposed Conflicts of Interest Rule. This document highlights the key changes and considerations for the structured finance industry, offering insights into SFA’s ongoing advocacy efforts and the potential impacts of the re-proposed rule.